About this role
Compliance Officer - Surveillance - VN2849 at Marex. Location: New York, New York, United States. Role: reviewing alerts, producing metrics, testing data Requirements: Existing surveillance experience in financial markets, strong data analysis, proficiency with Microsoft Office (Word, Excel, Outlook), understanding of regulations (SEC, FINRA, NFA, CFTC), and ability to review e-communications, voice and trade alerts. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Word, Microsoft Excel, Microsoft Outlook, OMS, EMS Certifications: series 7, series 24, series 3, cams Commitment: Full Time Workplace: Onsite Languages: English