About this role
Senior Compliance Officer - Equities at SIG. Location: Bala Cynwyd, Pennsylvania, United States. Role: collaborate business, advise on regulations, support implementations Requirements: 5-10+ years equities compliance; strong knowledge of SEC/FINRA rules; experience with market structure and regulatory risk; series 7/24 licenses or willingness to obtain. Category: Legal and Compliance Seniority: Senior Level Tools: Regulatory knowledge, Trading compliance, Regulatory inquiry support Certifications: series 7, series 24 Commitment: Full Time Workplace: Onsite Languages: English