About this role
Marketing Compliance Officer at Oppenheimer & Co. Inc.. Location: New York, New York, United States. Role: Review materials, Draft disclosures, Coordinate submissions Requirements: 2+ years of Advisers Act and FINRA experience; knowledge of wealth management and investment advisory products; strong attention to detail, communication and analytical skills. Category: Legal and Compliance Seniority: Mid Level Tools: Web Browsers, General IT Proficiency Commitment: Full Time Workplace: Onsite Languages: English