About this role
Supervisory Officer at UBS. Location: New York, New York, United States. Role: driving initiatives, reviewing processes, supporting branches Requirements: 3+ years risk or supervisory/leadership experience at a financial institution; FINRA Series licenses (7, 9, 10, 66 or 63/65) preferred; strong communication, judgment, and adaptability. Category: Legal and Compliance Seniority: Mid Level Tools: BrassRing, HackerRank, Beamery, Modern Hire, Textkernel Certifications: series 7, series 9, series 10, series 66, series 63, series 65, insurance Commitment: Full Time Workplace: Onsite Languages: English