About this role
Risk Officer at Morgan Stanley. Location: Syracuse or Rochester. Role: managing risk, monitoring compliance, coaching staff Requirements: Bachelor's degree or equivalent, prior industry experience, active Series securities registrations (7, 8/9/10, 63, 65/66), knowledge of SEC/FINRA rules, strong communication, leadership, and supervisory skills. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English