About this role
Risk Officer at Ms. Location: Los Angeles, California, United States. Role: monitor risk, supervise compliance, coordinate audits Requirements: Bachelor’s degree required; active Series 7, 8 (or 9/10), and 63, 65 (or 66); other licenses as required; knowledge of SEC, FINRA policies; strong communication and leadership skills. Category: Finance and Accounting Seniority: Mid Level Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English