About this role
Risk Officer at Morgan Stanley. Location: Norwell, Massachusetts, United States. Role: supervising compliance, managing risk, coaching staff Requirements: Bachelor's degree or equivalent, prior industry experience, active FINRA Series registrations (7, 8/9/10, 63/65/66), knowledge of SEC and FINRA rules, supervisory experience, strong communication and judgment. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English