About this role
Risk Officer at Morgan Stanley. Location: San Jose, California, United States. Role: managing risk, supervising compliance, coaching staff Requirements: Bachelor's degree or equivalent, industry experience, active Series 7, 8 (or 9/10), and 63, 65 (or 66); knowledge of SEC/FINRA rules, supervisory experience, strong communication and judgment. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English