About this role
Risk Officer at Morgan Stanley. Location: Norwell, Massachusetts, United States. Role: managing risk, supervising compliance, supporting audits Requirements: Bachelor's degree or equivalent; industry experience; active FINRA licenses (Series 7, 8/9/10, 63, 65/66); knowledge of SEC/FINRA rules; supervisory experience and strong communication, judgment, and attention to detail. Category: Legal and Compliance Seniority: Senior Level Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English