About this role
Risk Officer at Morgan Stanley. Location: Los Angeles, California, United States. Role: managing risk, monitoring compliance, coaching staff Requirements: Bachelor's degree or equivalent, relevant industry experience, active Series 7/8 (or 9 and 10) and 63/65 (or 66) registrations, knowledge of SEC/FINRA rules, supervisory experience, strong communication and judgment. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English