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Responsible Officer (Contract) @ ESR

Hong Kong, HKOnsiteContract
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About this role

Responsible Officer (Contract) at ESR. Location: Hong Kong, Hong Kong, Hong Kong. Role: overseeing compliance, managing licensing, monitoring regulations Requirements: Must hold unconditional SFC Responsible Officer endorsement for Type 4 and Type 9, 3+ years licensing/regulatory compliance experience in asset management or financial services, bachelor\u0002s degree preferred, and proficiency in English and Cantonese. Category: Legal and Compliance Seniority: Mid Level Certifications: sfc responsible officer (type 4), sfc responsible officer (type 9) Commitment: Contract Workplace: Onsite Languages: English, Chinese

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