About this role
Senior Compliance Officer, Sales Communications at Ci. Location: Toronto, Ontario, Canada. Role: reviewing communications, coordinating approvals, advising advisors Requirements: 2+ years at a securities/mutual fund dealer or financial firm; university degree or diploma or equivalent; strong written/verbal communication, analytical skills, and knowledge of provincial securities and SRO rules. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Adobe Acrobat, Nitro Pro Certifications: csc, cph, branch manager course Commitment: Full Time Workplace: Onsite Languages: English