About this role
Compliance Officer, Surveillance at CI Financial. Location: Toronto, Ontario, Canada. Role: monitoring accounts, conducting reviews, escalating concerns Requirements: Post-secondary education, 2+ years in financial services, compliance or dealership experience preferred; CSC and CPH completion preferred; advanced MS Office skills; strong communication, analytical, and detail orientation. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Microsoft Word Certifications: csc, cph, investment dealer supervisor, investment dealer supervisors course Commitment: Full Time Workplace: Onsite Languages: Sango, English