About this role
General Counsel and Chief Compliance Officer at Moneta. Location: Clayton, Missouri, United States. Role: providing counsel, leading compliance, managing contracts Requirements: J.D. required; 20+ years combined legal and compliance experience in investment adviser/securities regulation; experience as GC/CCO or senior legal/compliance leader; SEC examination and Form ADV/CRS expertise; Microsoft Office proficiency; authorized to work in the U.S. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Office Certifications: iaccp, cipp, cfe Commitment: Full Time Workplace: Onsite Languages: English