About this role
Compliance Officer at Raymond James. Location: United Kingdom. Role: monitoring trading, conducting surveillance, preparing reports Requirements: 5+ years compliance monitoring/surveillance experience in FCA-regulated financial services; strong knowledge of MAR, MiFID II, FCA Handbook; surveillance systems, analytics, report writing, and stakeholder engagement skills. Category: Legal and Compliance Seniority: Senior Level Tools: Liquid Metrix Commitment: Full Time Workplace: Onsite Languages: English