About this role
Suitability Principal at Massmutual. Location: Springfield or Philadelphia or Chicago or Raleigh or Orlando. Role: review submissions, supervise activity, coordinate compliance Requirements: Conduct back-office reviews and firm-acceptance for new business; perform suitability reviews; ensure regulatory and policy adherence. Category: Finance and Accounting Seniority: Mid Level Certifications: finra series 7, finra series 24, finra series 4, finra series 53 Commitment: Full Time Workplace: Hybrid Languages: English