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Deputy Chief Compliance Officer @ StoneX Group

Birmingham, Alabama, United StatesOnsiteFull Time
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About this role

Deputy Chief Compliance Officer at StoneX Group. Location: Birmingham, Alabama, United States. Role: assisting compliance, performing monitoring, supervising staff Requirements: Bachelor's degree or equivalent experience; FINRA Series 7, 24 and Series 65 or 66 required; minimum ~5 years compliance/financial services experience; strong regulatory knowledge, analytical and leadership skills; advanced Excel proficiency. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Excel, Microsoft Access Certifications: series 7, series 24, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English

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