About this role
VP, Compliance Officer: Fixed Income at Cantor Fitzgerald/BGC. Location: New York, New York, United States. Role: providing advice, drafting policies, monitoring reporting Requirements: 1–4 years fixed-income compliance experience at a FINRA broker-dealer; Series 7, Series 24 and Series 53 required; proficiency with broker-dealer systems including Bloomberg TOMS; knowledge of SEC, FINRA, MSRB rules; strong communication skills. Category: Legal and Compliance Seniority: Entry Level Tools: Bloomberg TOMS, TRACE, MSRB Certifications: series 7, series 24, series 53 Commitment: Full Time Workplace: Onsite Languages: English