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Senior Surveillance Compliance Officer (VN2879) @ Marex

London, England, United KingdomOnsiteFull Time
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About this role

Senior Surveillance Compliance Officer (VN2879) at Marex. Location: London, England, United Kingdom. Role: conducting surveillance, escalating findings, developing controls Requirements: Experience in trade surveillance (Nasdaq SMARTS or similar), regulatory knowledge (FCA/NFA/etc.), escalation and documentation skills, stakeholder engagement, and experience in a regulated environment; programming (VBA, Python) and degree beneficial. Category: Legal and Compliance Seniority: Senior Level Tools: Nasdaq SMARTS, VBA, Python Commitment: Full Time Workplace: Onsite Languages: English

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