About this role
Compliance Officer, Broker-Dealer Advisor - VN2750 at Marex. Location: New York, New York, United States. Role: supporting compliance, advising front-office, reviewing policies Requirements: Eight+ years in financial compliance; U.S. broker-dealer regulatory experience; bachelor’s in Finance/Economics/Business (JD or advanced degree desired); strong written and verbal communication; ability to operate in a matrix organization. Category: Legal and Compliance Seniority: Senior Level Commitment: Full Time Workplace: Onsite Languages: English