About this role
Director of Transitions at D.A. Davidson Companies. Location: Seattle, Washington, United States. Role: setting strategy, designing standards, advising advisors Requirements: FINRA Series 7/66 or 63/65 required (Series 9/10 preferred); bachelor’s degree or equivalent; 5+ years in financial advisor transitions; strong regulatory knowledge (FINRA, SEC, Reg BI, DOL); executive communication and program design skills. Category: Project and Program Management Seniority: Senior Level Certifications: series 7, series 66, series 63, series 65, series 9, series 10 Commitment: Full Time Workplace: Onsite Languages: English