About this role
Vice President, Registered Fund Compliance Officer at Wilshire Advisors LLC. Location: Santa Monica or New York City. Role: maintaining compliance, preparing materials, conducting diligence Requirements: 7+ years in legal/compliance for RIAs, mutual fund administrators or law firms; experience with the 40 Act and Investment Advisers Act; board materials, sub-advisor due diligence, and SEC compliance experience; Bachelor's degree required. Category: Legal and Compliance Seniority: Senior Level Tools: ACA ComplianceAlpha, Dasseti Commitment: Full Time Workplace: Hybrid Languages: English