About this role
Branch Compliance Senior Manager (Melville, NY - HYBRID) at Equitable. Location: Melville, New York, United States. Role: providing compliance, conducting audits, investigating flags Requirements: Bachelors or 10 years' experience; 6 years compliance experience supervising financial advisor activities; FINRA Series 7 and 66 or 63/65, Series 24; knowledge of insurance, annuities, brokerage/advisory; strong communication and controls experience. Category: Legal and Compliance Seniority: Senior Level Certifications: series 7, series 66, series 63, series 65, series 24 Commitment: Full Time Workplace: Hybrid Languages: English