About this role
Branch Compliance Senior Manager (Melville, NY - HYBRID) at Equitable. Location: Melville, New York, United States. Role: supporting compliance, investigating flags, conducting audits Requirements: Bachelor's degree or 10 years' experience, 6 years compliance experience (including supervising financial advisor activities), knowledge of insurance/annuities/brokerage/advisory products, FINRA Series registrations (7, 66 or 63/65, and 24). Category: Legal and Compliance Seniority: Senior Level Certifications: finra series 7, finra series 66, finra series 63, finra series 65, finra series 24 Commitment: Full Time Workplace: Hybrid Languages: English