About this role
Branch Compliance Senior Manager (Melville, NY - HYBRID) at Equitable. Location: Melville, New York, United States. Role: providing support, reviewing actions, conducting audits Requirements: 6+ years compliance experience supervising financial advisor activities; FINRA Series 7 and 66 or 63/65, Series 24; bachelor’s degree or 10+ years' experience; knowledge of insurance, annuities, brokerage/advisory products. Category: Legal and Compliance Seniority: Senior Level Certifications: finra series 7, finra series 66, finra series 63, finra series 65, finra series 24 Commitment: Full Time Workplace: Hybrid Languages: English