About this role
Compliance Advisor, Branch Examinations at Lincoln Investment. Location: Fort Washington, Pennsylvania, United States. Role: conducting examinations, preparing reports, providing guidance Requirements: Conduct branch compliance examinations, evaluate adherence to FINRA/SEC/MSRB rules, prepare exit reports, provide remediation guidance and training to branch personnel. Category: Finance and Accounting Seniority: Mid Level Tools: Microsoft Word, Microsoft Excel, Microsoft Outlook, Adobe Acrobat, Quest CE, SunGard/FIS, Pershing NetX360 Certifications: series 7, series 24, series 65, series 66 Commitment: Full Time Workplace: Field Languages: English