About this role
Supervisor, Securities Operations at Primerica. Location: Duluth, Georgia, United States. Role: conducting testing, managing remediation, preparing reports Requirements: 5+ years in broker-dealer operations, risk management, compliance testing, or audit; familiarity with SEC/FINRA rules; supervisory experience; strong organizational, communication, and risk assessment skills. Category: Legal and Compliance Seniority: Senior Level Tools: BNY, Pershing, WebImage, SuRPAS, CRM Certifications: series 6, series 26 Commitment: Full Time Workplace: Hybrid Languages: English