About this role
Compliance Officer at Capital. Location: Tokyo, Tokyo, Japan. Role: building framework, conducting surveillance, managing filings Requirements: 3+ years compliance experience in securities/FX/CFD/crypto; build/run compliance framework for Type I Financial Instruments Business, AML/CFT operations, trade surveillance, regulator filings, and internal controls; JSDA/FFAJ internal control qualifications preferred; English proficiency. Category: Legal and Compliance Seniority: Mid Level Certifications: internal control manager (jsda), internal control manager (ffaj), cams Commitment: Full Time Workplace: Hybrid Languages: English