About this role
Associate, Global Markets Supervisor at Rbc. Location: New York, New York, United States. Role: supervising compliance, monitoring trades, training personnel Requirements: BA/MA or equivalent with capital markets knowledge, minimum 3 years industry experience, knowledge of US regulatory environment, SIE and Series registrations (7, 24 required upon joining; 57, 63 a plus), strong communication skills. Category: Legal and Compliance Seniority: Mid Level Certifications: sie, series 7, series 24, series 57, series 63 Commitment: Full Time Workplace: Onsite Languages: English