About this role
Regional Supervisor at Canaccord Genuity Group Inc.. Location: Toronto, Ontario, Canada. Role: escalating issues, reviewing accounts, supervising IA teams Requirements: Regional supervisory role requiring CSC, CPH, CIRO license, willingness for Options Supervisor License; securities industry experience; strong compliance and supervision skills. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Office, Dataphile, Execlear Certifications: ciro supervisor, options supervisor, canadian securities course (csc), conduct and practices handbook (cph) Commitment: Full Time Workplace: Onsite Languages: English