About this role
Field Supervisor 2 (Midwest) at Principal Financial Group. Location: Des Moines or Grand Island or Dallas or Minneapolis or North Dakota or South Dakota or Minnesota or Wisconsin or Nebraska or Iowa or Illinois or Kansas or Missouri or Oklahoma or Arkansas or Louisiana or Texas. Role: reviewing transactions, supporting compliance, mentoring team Requirements: FINRA Series 7, 24, & 66 required (Series 4 & 53 preferred); Bachelor’s or equivalent; 4+ years related experience; strong knowledge of securities products; must be a FINRA-associated person with fingerprinting and background check. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 24, series 66, series 4, series 53 Commitment: Full Time Workplace: Remote Languages: English