About this role
Director of Compliance at Alpaca. Location: United States. Role: apply compliance, coordinate reviews, draft policies Requirements: 10+ years in FINRA/SEC/OCC compliance; broker-dealer environment; deep U.S. securities regs; strong policy drafting; independent worker in a fast-paced, global setting. Category: Legal and Compliance Seniority: Senior Level Certifications: series 7, series 24 Commitment: Full Time Workplace: Remote Languages: English