About this role
Compliance Director at Altruist. Location: Dallas or Los Angeles or San Francisco. Role: own program, lead team, partner executives Requirements: 10+ years in broker-dealer/registered investment adviser compliance; 3+ years leading teams; strong FINRA/SEC knowledge; regulator-facing; hybrid role; bachelor's degree; Series 7/24 required; Series 4 preferred; tech-savvy. Category: Project and Program Management Seniority: Senior Level Tools: Regulatory compliance tools, GRC tools, Microsoft Office Certifications: series 7, series 24, series 4 () Commitment: Full Time Workplace: Hybrid Languages: English