About this role
Compliance Officer, Complaints and Regulatory Investigations at CI Financial. Location: Toronto, Ontario, Canada. Role: assessing complaints, managing filings, drafting reports Requirements: Post-secondary education plus CSC/CPH or industry designations, 5+ years investment industry experience, knowledge of CIRO/SRO/CSA regulations, experience managing complaints and investigations, strong written/verbal skills, advanced MS Office proficiency. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Microsoft Word Certifications: csc, cph Commitment: Full Time Workplace: Hybrid Languages: English