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Senior Vice President, Compliance @ Mariner

United StatesRemoteFull TimePosted 9 days ago

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About this role

Senior Vice President, Compliance at Mariner. Location: United States. Role: leading compliance, managing exams, advising executives Requirements: 12+ years progressive compliance experience in advisory/wealth management; JD and active bar required; bachelor's required; experience with regulatory exams, program design, and technology-driven transformation. Category: Legal and Compliance Seniority: Senior Level Certifications: bar, iaccp, crcm, cams, ccep Commitment: Full Time Workplace: Remote Languages: English

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Senior Vice President, Compliance at Mariner | ResuMinder Jobs