About this role
Manager- Regulatory Compliance (Alternative Assets) at IQ-EQ. Location: Chicago, Illinois, United States. Role: managing engagements, developing programs, leading trainings Requirements: 4+ years compliance experience (RIAs, law firms or investment consulting preferred); strong knowledge of the Investment Advisers Act and Investment Company Act; SEC exam experience; familiarity with CFTC, NFA and FINRA; strong analytical and communication skills. Category: Legal and Compliance Seniority: Mid Level Tools: PowerU, MyCampus Commitment: Full Time Workplace: Hybrid Languages: English