About this role
Compliance Advisor at Richardsonwealth. Location: Toronto, Ontario, Canada. Role: conducting reviews, monitoring accounts, advising staff Requirements: Experience with retail compliance, trade/account surveillance, regulatory knowledge across Canada, strong communication, analytical skills, and familiarity with MS Office and industry software; CSC and CPH completion expected. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint, Dataphile, Portfolio Aid, Open-Source Ticket Request System (OTRS) Commitment: Full Time Workplace: Hybrid Languages: English