About this role
Marketing Compliance Senior Analyst at Wellington. Location: Boston or Needham. Role: Review materials, Advise stakeholders, Draft disclosures Requirements: 5+ years in investment adviser or fund compliance; Series 7 and Series 24; FINRA/SIE; 40 Act fund experience; Bachelor’s in finance/business/economics/marketing; strong regulatory knowledge. Category: Legal and Compliance Seniority: Senior Level Tools: FINRA, Data Analysis Tools, Regulatory Compliance Software Certifications: finra sie, series 7, series 24 Commitment: Full Time Workplace: Hybrid Languages: English