About this role
Marketing Compliance Senior Analyst at Wellington. Location: Boston or Needham. Role: Review materials, Provide advice, Draft disclosures Requirements: 5+ years in investment adviser or funds compliance; BA in finance/economics; experience reviewing 40-act funds; FINRA SIE, Series 7, Series 24; strong written and verbal communication. Category: Legal and Compliance Seniority: Senior Level Certifications: finra sie, series 7, series 24 Commitment: Full Time Workplace: Hybrid Languages: English