About this role
Capital Markets Compliance Function Manager- Municipal Securities at Regions. Location: Birmingham or Charlotte or Atlanta. Role: conducting reviews, advising leadership, monitoring compliance Requirements: Bachelor's in business,10 years compliance/QA/audit experience,5 years capital markets compliance,proficiency in Microsoft Office,strong communication and organizational skills; FINRA licenses preferred. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Office Certifications: crcm, series 52, series 53, series 24, series 79 Commitment: Full Time Workplace: Onsite Languages: English