About this role
Capital Markets Compliance Analyst- Muncipal Securities at Regions. Location: Atlanta or Birmingham or Charlotte. Role: monitoring compliance, preparing reports, providing guidance Requirements: Bachelor's degree and 5+ years banking experience in audit, compliance, or regulatory functions; proficiency with Microsoft Word, Excel, Access; FINRA Series 52/53 preferred or ability to obtain. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Word, Microsoft Excel, Microsoft Access Certifications: series 52, series 53 Commitment: Full Time Workplace: Onsite Languages: English