About this role
Guggenheim Securities – Investment Banking Business Control Analyst at Guggenheim. Location: New York, New York, United States. Role: monitoring controls, developing documentation, supporting compliance Requirements: 1-3 years in financial services, bachelor’s degree, SIE and Series 79 preferred, strong analytical, communication and project management skills, familiarity with broker-dealer operations and control testing. Category: Finance and Accounting Seniority: Entry Level Certifications: sie, series 79 Commitment: Full Time Workplace: Hybrid Languages: English