About this role
Brokerage Surveillance Analyst at Primerica. Location: Duluth, Georgia, United States. Role: researching surveillance, monitoring reports, communicating findings Requirements: Bachelor's or equivalent experience, SIE and Series licenses (6,26 or 7,24), strong brokerage product and regulatory knowledge (SEC/FINRA/MSRB), MS Office and CRM proficiency, excellent analytical and communication skills. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Word, Microsoft Excel, Microsoft PowerPoint, CRMs Certifications: sie, series 6, series 26, series 7, series 24 Commitment: Full Time Workplace: Hybrid Languages: English