About this role
Sr Analyst Personal Trading & Compliance at Empower. Location: Bangalore, Karnataka, India. Role: monitoring trading, investigating exceptions, preparing reports Requirements: 7+ years compliance experience with personal trading/Code of Ethics administration, strong securities regulatory knowledge, analytical skills, Excel proficiency, and ability to support US regulatory processes. Category: Legal and Compliance Seniority: Senior Level Tools: StarCompliance, Microsoft Excel, Microsoft Office, custom GPTs Commitment: Full Time Workplace: Remote Languages: English