About this role
Senior Surveillance Analyst at Advisorgroup. Location: Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg. Role: reviewing books, delivering summaries, conducting qa Requirements: 3–5 years securities industry experience, knowledge of retail brokerage products, proficiency with MS Excel and Office, strong analytical and communication skills; Series 7 required (Series 24 preferred) and insurance license preferred. Category: Legal and Compliance Seniority: Mid Level Tools: MS Office, Word, MS Excel Certifications: series 7, series 24, insurance Commitment: Full Time Workplace: Hybrid Languages: English