About this role
Senior Director Personal Trading & Compliance at Empower. Location: United States or Overland Park. Role: leading program, managing team, directing assessments Requirements: Bachelor's degree or equivalent, 10+ years compliance experience in investment/adviser/fund/broker-dealer spaces, 5+ years people leadership, Series 65 or 66, FINRA fingerprinting, BSA/SEC/FINRA regulatory knowledge, strong communication. Category: Legal and Compliance Seniority: Senior Level Certifications: series 65, series 66, finra fingerprinting Commitment: Full Time Workplace: Remote Languages: English