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Senior Compliance Officer @ Franklintempleton

St. Petersburg or Philadelphia or New York or Baltimore or BostonOnsiteFull Time
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About this role

Senior Compliance Officer at Franklintempleton. Location: St. Petersburg or Philadelphia or New York or Baltimore or Boston. Role: supporting compliance, monitoring compliance, conducting testing Requirements: 5–8 years compliance experience supporting private funds and ETF products; bachelor’s degree required; strong knowledge of SEC rules, Form ADV, monitoring/testing, analytical and communication skills. Category: Legal and Compliance Seniority: Senior Level Tools: Form ADV Certifications: cfa, cpa, jd, iaccp Commitment: Full Time Workplace: Hybrid Languages: English

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