About this role
Key Individual Accountabilities
• Produce Trade Confirmation (Equity) • Contact Custodian Bank for confirmation of settlement instructions • Contact Broker for settlement of clients’ shares (DVP/RVP/DFOP/RFOP) • Prepare for OTC, ACT, BAL & SW reports to C-BEST • Ensure the completion as per Clients Accomplishment Report and Obligation Accomplishment Member KPEI Report for clearing purposes • Monitor clients’ share transfer instructions (stock in/out) • Prepare data reconciliation during IPO for Equity and Bond • Foreign shares reconciliation • Sending Trade Confirmation by fax or email • Report trades on CTP and Send Report Portfolio to KPEI • Prematching with counterparty or bank custodian • Input market prices and bond trade data into spreadsheets for capital gain purpose • Prepare response for inquiry from regulatory authorities and/or data requests for audit purposes and/or client requirements • Print and send tax slip on interest from bonds upon request by bonds holder