About this role
Manager, GWO Securities Settlements - Regulatory Control (267114) at Scotiabank. Location: Dallas, Texas, United States. Role: leading team, performing reconciliations, supporting audits Requirements: Series 99 required; 5+ years possession and control experience; systems experience with Broadridge BPS, Postedge, DTC; skilled Microsoft Excel user; strong client relationship, control, audit and regulatory compliance skills. Category: Finance and Accounting Seniority: Senior Level Tools: Broadridge BPS, Postedge, DTC, Microsoft Excel Certifications: series 99 Commitment: Full Time Workplace: Onsite Languages: English