About this role
<p>Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.</p> <p> </p> <p>With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.</p> <p style="text-align:justify;margin:0.0in;Times New Roman', serif"><strong><u><span style="">Key Responsibilities</span></u></strong></p> <p style="text-align:justify;margin:0.0in;Times New Roman', serif"> </p> <ul style="margin-bottom:0.0in;margin-top:0.0px"> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Perform continuous auditing of IT and Information Security (IS) domains, aligned with RBI gudelines and the Bank’s internal audit methodology.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Work with data analytics team for automating IT/IS continuous auditing domains. </span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Lead and/or execute audits independently and efficiently, which includes audit planning, fieldwork, reporting and, issue follow-up and closure. </span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Conduct the audit activities in accordance with the Bank's internal audit methodology.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Assess the SMBC India Division IT and IS internal control environment with view to provide value-adding recommendations to Management to address emerging issues or remediate identified weaknesses.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Apply data analytics to assess SMBC India Division internal control environment.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Establish and develop good working relationships with SMBC India Division Management of IT and IS departments, for which the candidate has been assigned risk assessment responsibilities.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Contribute to the annual risk assessment exercise by developing a good understanding of the business strategy, plans, products, processes, performance, risks, and issues of SMBC India Division IT and IS departments.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Perform continuous monitoring on IT and IS activities in SMBC India Division, to keep abreast on evolving markets, regulatory, business and operational changes to drive appropriate ongoing audit coverage.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Participate in the team’s strategic initiatives and projects as opportunities arise.</span></li> </ul> <p style="margin:0.0in 0.0in 0.0in 16.5pt;text-align:justify;text-indent:-16.5pt;Times New Roman', serif"> </p> <p style="text-align:justify;margin:0.0in;Times New Roman', serif"><strong><u><span style="">Requirements</span></u></strong></p> <p style="text-align:justify;margin:0.0in;Times New Roman', serif"> </p> <ul style="margin-bottom:0.0in;margin-top:0.0px"> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Minimum of 6 years of experience in IT/IS audits, preferably in the banking environment.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Familiar with data analytics, continuous auditing and automation of IT/IS audit domains.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Familiar with execution of risk-based audits.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Familiar with technology risk management.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Certified Information Systems Auditor, Certified Information Systems Security Professional or equivalent preferred.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Familiar with the RBI regulatory requirements specific to technology risk management and cyber security </span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Proficient in both spoken and written English.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Good interpersonal and stakeholder management skills.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Good team player as well as able to work independently.</span></li> <li style="text-align:justify;margin:0.0in 0.0in 0.0in 0.0px;Times New Roman', serif"><span style="">Meticulous, disciplined and self-motivated individual with the passion to pursue excellence.</span></li> </ul> <p style="text-align:justify;margin:0.0in;Times New Roman', serif"><strong><span style=""> </span></strong></p>